by Andrew Gunter | Sep 12, 2018 | Chief Compliance Officers
Often, the term “Reasonable Assurance” is used in reference to financial statement audits and is referring to assurance that they are free of material misstatement. Although this situation doesn’t really apply to the CCO’s role in oversight of compliance programs,...
by Andrew Gunter | Jun 12, 2018 | Chief Compliance Officers
The Chief Compliance Officer’s (CCO) roles and responsibilities at organizations are broad and far reaching. These responsibilities require the CCO to both drive a culture of ethics and compliance, and monitor ethics and compliance activities across the organization....
